FVP, Compliance Officer Job at Axos Bank
Job Summary and Opportunity:
We bring together human insight and digital expertise to anticipate the needs of our customers. Our team members are innovative, technologically sophisticated, and motivated to achieve.
Learn more about working here!
A targeted annual base salary of USD $113,000/Yr. - USD $118,000/Yr, based on the experience, skills, and education/certification required for this position. Eligibility for a discretionary semi-annual incentive compensation plan, based upon performance, payable in cash and/or share grants (RSU’s) that may vest over time. The annual discretionary target bonus percentage is 20%.
Axos benefits and perks include:
All offers are contingent upon the candidate successfully passing a credit check, criminal background check, and pre-employment drug screening, which includes screening for marijuana. Axos Bank is a federally regulated banking institution. At the federal level, marijuana is an illegal schedule 1 drug; therefore, we will not employ any person who tests positive for marijuana, regardless of state legalization.
Equal Employment Opportunity:
Axos Bank is an Equal Opportunity employer. We are committed to providing equal employment opportunities to all employees and applicants without regard to race, religious creed, color, sex (including pregnancy, breast feeding and related medical conditions), gender, gender identity, gender expression, sexual orientation, national origin, ancestry, citizenship status, military and veteran status, marital status, age, protected medical condition, genetic information, physical disability, mental disability, or any other protected status in accordance with all applicable federal, state and local laws.
Job Functions and Work Environment:
While performing the duties of this position, the employee is required to sit for extended periods of time. Manual dexterity and coordination are required while operating standard office equipment such as computer keyboard and mouse, calculator, telephone, copiers, etc.
The work environment characteristics described here are representative of those an employee may encounter while performing the essential functions of this position. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions of this position.
Participates in the development and direction of the overall Compliance and Lending Quality Control Program for all banking and credit products, appropriate regulations, rules and regulatory guidance
Responsibilities:
Compliance Programs
- Participates in the development and direction of the overall Compliance and Lending Quality Control Program for all banking and credit products, appropriate regulations, rules and regulatory guidance
- Oversees and develops initiatives of the Compliance Management System Program to include compliance reviews, loan level documentation, transactional testing on lending and deposit products, risk assessments, issue management, complaint management, data driven compliance & third party service provider monitoring, regulatory change management, and data driven compliance
- Responsibilities also include oversight of the HMDA, CRA, Fair Lending, Complaint, Policy Administration and Compliance Training Programs
- Develop and/or own Management Directives and Policies for submission to Management/Board Committees. Serve as Compliance Coordinator providing guidance aligned with Policy requirements. Provide oversight of the program as applicable. Compliance Management Committee Member. Support initiatives for Management Accountability & Global Strategic Initiatives
- Other duties as assigned
Planning & Development
- Development and refinement of activities to enhance the Bank's compliance and quality control program
Analyzing
- Analyzes, summarizes and communicates current regulatory and organizational compliance developments to Senior/Executive Leadership and coordinates with other team member efforts to ensure policies, procedures, forms and training meet all new and amended requirements and deadlines
- Analyzes and communicates compliance requirements for new or revised products, services, systems to Business Units. Consults with legal counsel, regulatory agencies, vendors and compliance organizations, as needed
Indirect Management
- Indirectly manages the compliance efforts within the various business lines by partnering with the business unit managers to ensure appropriate resources are directed to compliance issues
- Supports Bank's efforts on all corporate compliance audits and Agency compliance examinations, including advance preparation, coordination of all information gathering between business units during the audit/exam and remediation actions
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10+ years' in banking/mortgage banking/audit/regulatory compliance
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Microsoft Office products (Word, Excel, Vizio, PowerPoint), and network environments
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Ability to work independently, being flexible, working on multiple projects which may require restructuring due to shifting demands and changing priorities within a multi-billion dollar bank
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Strong written and verbal communication skills and presentation skills
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Team collaboration and adaptability to change
Born digital, Axos Bank
has reinvented the banking model and grown to over $18.4 billion in assets since our founding in 2000. With a broad and ever-growing range of financial products, Axos Bank is rated among the top 5 digital banks in the country! Axos Financial is our holding company and publicly traded on the New York Stock Exchange under the symbol "AX" (NYSE: AX).
We bring together human insight and digital expertise to anticipate the needs of our customers. Our team members are innovative, technologically sophisticated, and motivated to achieve.
Learn more about working here!
A targeted annual base salary of USD $113,000/Yr. - USD $118,000/Yr, based on the experience, skills, and education/certification required for this position. Eligibility for a discretionary semi-annual incentive compensation plan, based upon performance, payable in cash and/or share grants (RSU’s) that may vest over time. The annual discretionary target bonus percentage is 20%.
Axos benefits and perks include:
- 3 weeks’ Vacation, Sick leave, and Holidays (about 11 a year); Medical, Dental, Vision, Life insurance and more
- HSA or FSA account and other voluntary benefits
- 401(k) Retirement Saving Plan with Employer Match Program and 529 Savings Plan
- Employee Mortgage Loan Program and free access to Self-Directed Trading
Pre-Employment Drug Test:
All offers are contingent upon the candidate successfully passing a credit check, criminal background check, and pre-employment drug screening, which includes screening for marijuana. Axos Bank is a federally regulated banking institution. At the federal level, marijuana is an illegal schedule 1 drug; therefore, we will not employ any person who tests positive for marijuana, regardless of state legalization.
Equal Employment Opportunity:
Axos Bank is an Equal Opportunity employer. We are committed to providing equal employment opportunities to all employees and applicants without regard to race, religious creed, color, sex (including pregnancy, breast feeding and related medical conditions), gender, gender identity, gender expression, sexual orientation, national origin, ancestry, citizenship status, military and veteran status, marital status, age, protected medical condition, genetic information, physical disability, mental disability, or any other protected status in accordance with all applicable federal, state and local laws.
Job Functions and Work Environment:
While performing the duties of this position, the employee is required to sit for extended periods of time. Manual dexterity and coordination are required while operating standard office equipment such as computer keyboard and mouse, calculator, telephone, copiers, etc.
The work environment characteristics described here are representative of those an employee may encounter while performing the essential functions of this position. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions of this position.
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