Sr. Financial Crimes Risk Management Analyst (QC)-Houston, TX-2023-003 Job at CommunityBank of Texas, a division of Allegiance Bank
CommunityBank of Texas, a division of Allegiance Bank Houston, TX
Hours/Week: 40
Status: Full-Time
Location: Houston, TX
Reports to (Position): Financial Crimes Risk Management Manager
# Direct Reports: 0
Position Summary:
Responsible for various functions related to BSA/AML/OFAC compliance. Quality Control reviews of alerts and cases related to suspicious activity, Currency Transaction Reports, and Enhanced Due Diligence Reviews. Tracking and reporting to ensure regulatory deadlines are met and compliance across all bank departments is achieved.
Essential Duties and Responsibilities:
Required Skills/Qualifications:
Degree: ? Preferred ? Required ? N/A Specify:
Working Conditions:
Physical Requirements: Indicate % of workday
The above information is intended to describe the general nature and level of work performed in this position. It is not intended as an exhaustive list of all responsibilities and duties required.
Qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, sexual orientation, gender identity, disability or protected Veteran status.
XJ6
Status: Full-Time
Location: Houston, TX
Reports to (Position): Financial Crimes Risk Management Manager
# Direct Reports: 0
Position Summary:
Responsible for various functions related to BSA/AML/OFAC compliance. Quality Control reviews of alerts and cases related to suspicious activity, Currency Transaction Reports, and Enhanced Due Diligence Reviews. Tracking and reporting to ensure regulatory deadlines are met and compliance across all bank departments is achieved.
Essential Duties and Responsibilities:
- Quality control reviews of BSA/AML transaction monitoring alert dispositions and/or resulting cases in accordance with applicable procedures
- Quality control of Currency Transaction Reports and exemptions
- Quality control of Enhanced Due Diligence High Risk Reviews
- Effective communication with FCRM Managers in order to remediate any QC findings on a timely basis
- Track and report on SAR decisions and filing deadlines
- Quality control of Customer Due Diligence
- Quality control of OFAC potential match clearing
- Monitor and track transaction monitoring system updates and analyze for impact on FCRM procedures
- Assist in writing and/or updating FCRM procedures
- Communicate potential suspicious activity to the Financial Crimes Risk Management Managers and/or Director
- Assist auditors and bank examiners with BSA inquiries
- Review and appropriately act on new, revised or proposed laws, policies and procedures
- Adherence to the Bank’s BSA/AML policy and procedures, and professional ethical standards.
- Any and all other duties as requested by management.
Required Skills/Qualifications:
Degree: ? Preferred ? Required ? N/A Specify:
- Minimum of 10 years in financial services, operations, performing audits, or any equivalent combination of experience and/or education
- Minimum of 3-5 years of experience in Financial Crimes, BSA/sanctions/fraud or any combination thereof
- Minimum of 1-2 years of experience in quality control or other senior analyst level positions in Financial Crimes, BSA/sanctions/fraud
- BSA/AML Certification (CAMS, AMLCA, CFCS) preferred
- Proficiency in Microsoft Word and Excel
- Excellent verbal and written communication skills
- Excellent time management skills
- Enthusiastic, self-motivated and effective, with ability to work independently and as part of a team
- Ability to meet deadlines and manage multiple tasks concurrently
- Attention to detail
- Strong research and problem-solving skills
- Ability to multi-task while maintaining high degree of accuracy
- Ability to maintain a high level of confidentiality and professionalism
- Experience with Verafin transaction monitoring system a plus
Working Conditions:
- Professional and fast paced banking environment
- Noise level in the work environment is moderate (examples: light traffic and office machines)
Physical Requirements: Indicate % of workday
Requirement
%
Requirement
%
Stand
Sit
95%
Kneel
Lift 25 Pounds
<5
Repetitive Tasks
Computer Keyboard
95%
Possible Travel
<5
The above information is intended to describe the general nature and level of work performed in this position. It is not intended as an exhaustive list of all responsibilities and duties required.
Qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, sexual orientation, gender identity, disability or protected Veteran status.
XJ6
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